CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

CRD

150488

SEC file #

801-70242

EIN

264766975

DBA names

Carnegie Investment Counsel

Economics

AUM

$7.51B

AUM band

$1B+

AUM trajectory

'20 · $1.84B

'21 · $2.45B

'22 · $2.94B

'23 · $3.98B

'25 · $6.52B

'26 · $7.51B

'20'26

$1.84B → $7.51B▲ +309%

sec adv history

Client mix

Individuals Other	1,870
Individuals High Net Worth	1,186
Corporations	129
Charitable Organizations	77
Pension Profit Sharing Plans	13

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 35 advisors

'21 · 33 advisors

'22 · 35 advisors

'23 · 34 advisors

'25 · 40 advisors

'26 · 39 advisors

'20'26

35 advisors → 39 advisors▲ +11%

sec adv history

Primary office

PEPPER PIKE OH

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

04/17/2026

linkedin.com/company/carnegieinvest(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

OLD VIKING II TRUST

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

OLD VIKING II TRUST

WAGNER, GARY, PAUL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:linkedin.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

566,182

Form 5500 Compensation Trajectory 3y

2025	490,808
2026	75,374

Form 5500 Plan Count Trajectory 3y

2025	11
2026	1

Schedule C Total Compensation

566,182

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001511506

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2011-02-15

Edgar Last Filing Date

2026-05-01

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-01

Accession0001511506-26-000004

Edgar Form D Count

Edgar Form D Offerings

2025-02-122025-02-12 · 0001511506-25-000002

Edgar Former Names

Carnegie Capital Asset Management, LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

30300 CHAGRIN BOULEVARDPEPPER PIKE, OH 44124

Business

30300 CHAGRIN BOULEVARDPEPPER PIKE, OH 44124

Edgar EIN

264766975

Edgar Recent Filings

13F-HR2026-05-01 · 0001511506-26-000004

13F-HR2026-01-23 · 0001511506-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

IAR · Direct Owner · 37.5%

People (40)

WAGNER, GARY, PAUL

2075729

ALT, RICHARD, LEE

1381648

LAIDLAW, DAVID, KENNEDY

4380157

KNOX, JOHN, JAY

OLIVER, MICHAEL, BENJAMIN

1407389

4315680

TILLSON, DAVID, ABBOTT

CONNARD, BENJAMIN, Duffield

2519824

SHIGEMURA-HILDEBRAND, ANN

7090675

Executive Officer · 2.5%

6740756

JOSEPH MICHAEL SPIDALIERI

Executive Officer · 2.5%

4419389

MARGARET ELLEN HALLORAN

DOUGLAS MATTHEW WARZINSKI

2636022

ROBERT PATRICK CARROLL

ARTHUR GATES MERRIMAN

1063825

MARIA ISABEL R. PEDROSA

BRENDAN ALEXANDER GOLDSTEIN

5761120

CHRISTOPHER ALLEN HENRY

GREGORY WALTER HALTER