SourcingSourcing

ANNIS GARDNER WHITING CAPITAL ADVISORS LLC

C38
CRD 150570·SEC 801-70256·TAMPA, FL
AUM
$1.73B
$1B+
Est. Revenue
$17.3M
@ 1% on AUM
Est. EBITDA
$5.2M
@ 30% margin
Est. Deal Value
$41.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANNIS GARDNER WHITING CAPITAL ADVISORS LLC
CRD
150570
SEC file #
801-70256
EIN
264626204
DBA names
Agw Capital Advisors

Economics

AUM
$1.73B
AUM band
$1B+
AUM trajectory
'20'26
$2.20B → $1.73B▼ -21%
Client mix
Individuals High Net Worth92
Individuals Other35
Charitable Organizations6
Pension Profit Sharing Plans4
Corporations3

Operations

Employees (total)
21
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
7 advisors → 14 advisors▲ +100%
Primary office
TAMPA FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
agwcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANNIS, JEFFREY, STUART
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
ANNIS, JEFFREY, STUART
GARDNER, PETER, JUSTIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AGWCAPITAL.COM
Rdap Domain Creation Date
2009-06-29T15:58:53Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
124,357
Form 5500 Compensation Trajectory 3y
202699,756
202524,601
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Total Compensation
124,357
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001998414
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2023-11-08
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
11
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001998414-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Charles Schwab12
E*trade4
Edgar Addresses
Mailing
511 W. BAY ST.SUITE 310TAMPA, FL 33606
Business
511 W. BAY ST.SUITE 310TAMPA, FL 33606
Edgar EIN
264626204
Edgar Recent Filings
13F-HR2026-05-06 · 0001998414-26-000002
13F-HR2026-02-09 · 0001998414-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-29T15:58:53Z
Rdap Domain Last Changed
2025-06-30T11:46:52Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3081533
Trust Company Affiliate
No

People (17)

17
WHITING, PAUL, LEO
IAR · Direct Owner · 37.5%
5671116
ANNIS, JEFFREY, STUART
IAR · Direct Owner · 37.5%
3081533
GARDNER, PETER, JUSTIN
IAR · Direct Owner · 37.5%
3081457
Holthaus, Shannon, L
Executive Officer · 2.5%
8058130
ROEPER, JESSICA, J
Executive Officer · 2.5%
5900014
Isaiah Enrique Scott
IAR
7796355
Nicolas John Samarkos
IAR
7975203
Jared Bloom Lynn
IAR
7813409
Chase Fowler
IAR
7212566
KATHRYN GONSALVES BRYANT
IAR
2513163
Brianna McDonald
IAR
8053920
Isabel Malia Yanes
IAR
7986123
Carissa Kelly Marie Bailey
IAR
7925486
James Lowndes Robbins
IAR
7031027
TODD SESSUMS
IAR
7112787
TRINITY HOPE STIVERS
IAR
7856326
Reeya Hiren Patel
IAR
7587605