JCP INVESTMENT MANAGEMENT, LLC

CRD

150635

SEC file #

801-115037

EIN

000000000

DBA names

—

Economics

AUM

$252.3M

AUM band

$100M-$500M

AUM trajectory

'20 · $142.4M

'21 · $161.3M

'22 · $209.0M

'23 · $209.0M

'25 · $252.6M

'26 · $252.3M

'20'26

$142.4M → $252.3M▲ +77%

sec adv history

Client mix

Individuals High Net Worth	9
Pooled Investment Vehicles	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 1 advisors

'21 · 2 advisors

'22 · 2 advisors

'23 · 2 advisors

'25 · 5 advisors

'26 · 6 advisors

'20'26

1 advisors → 6 advisors▲ +500%

sec adv history

Primary office

HOUSTON TX

Branches

—

Custodian & Brokerage

Primary custodian

Goldman Sachslow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

03/27/2026

ADV-W filed at

—

Website

jcpinv.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PAPPAS, JAMES, CHRISTOPHER

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PAPPAS, JAMES, CHRISTOPHER

POWALSKI, MATTHEW, SCOTT

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

JCPINV.COM

Rdap Domain Creation Date

2008-04-28T18:22:55Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001714841

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2017-09-07

Edgar Last Filing Date

2018-09-06

Edgar Form D Count

Edgar Form D Offerings

2018-09-062018-09-06 · 0001315863-18-000705

2017-09-072017-09-07 · 0001315863-17-000727

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Goldman Sachs	8
Charles Schwab	6
Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

1177 WEST LOOP SOUTHSUITE 1320HOUSTON, TX 77027

Business

1177 WEST LOOP SOUTHSUITE 1320HOUSTON, TX 77027

Edgar EIN

000000000

Edgar Recent Filings

D/A2018-09-06 · 0001315863-18-000705

D2017-09-07 · 0001315863-17-000727

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-11-24T11:59:59Z

Rdap Domain Last Changed

2025-11-25T17:56:54Z

Rdap Nameservers

Ns07.domaincontrol.comNs08.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Top Owner CRD

4858317

Trust Company Affiliate