SourcingSourcing

FIRSTHAND CAPITAL MANAGEMENT, INC.

C49
CRD 150647·SEC 801-70365·SAN JOSE, CA
AUM
$58.6M
$25M-$100M
Est. Revenue
$586K
@ 1% on AUM
Est. EBITDA
$176K
@ 30% margin
Est. Deal Value
$1.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIRSTHAND CAPITAL MANAGEMENT, INC.
CRD
150647
SEC file #
801-70365
EIN
000000000
DBA names
—

Economics

AUM
$58.6M
AUM band
$25M-$100M
AUM trajectory
'20'26
$354.1M → $58.6M▼ -83%
Client mix
Investment Companies2
Business Devel Companies1

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
SAN JOSE CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
firsthandcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LANDIS, KEVIN, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
LANDIS, KEVIN, MICHAEL
BILLAWALA, OMAR, NOORUDIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIRSTHANDCAPITAL.COM
Rdap Domain Creation Date
2000-08-02T05:48:05Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001123674
Edgar Registered
Yes
Edgar Filing Count
66
Edgar First Filing Date
1999-05-14
Edgar Last Filing Date
2009-08-13
Edgar 13f Count
38
Edgar 13f Latest AUM Estimate
Filing Date2009-08-13
Accession0001398344-09-000833

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
125 S MARKET STREETSUITE 1200SAN JOSE, CA 95113
Business
125 S MARKET STREETSUITE 1200SAN JOSE, CA 95113
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2009-08-13 · 0001398344-09-000833
13F-HR2009-05-14 · 0001398344-09-000529
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-07T11:59:59Z
Rdap Domain Last Changed
2025-07-18T10:28:48Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3181542
Trust Company Affiliate
No

People (3)

3
LANDIS, KEVIN, MICHAEL
Direct Owner · 87.5%
3181542
BILLAWALA, OMAR, NOORUDIN
Executive Officer · 2.5%
4359871
KELVIN KARFUN LEUNG
Executive Officer · 2.5%
4258407