SourcingSourcing

PROPHET CAPITAL ASSET MANAGEMENT LP

C33
CRD 150683·SEC 801-70461·AUSTIN, TX
AUM
$4.20B
$1B+
Est. Revenue
$42.0M
@ 1% on AUM
Est. EBITDA
$12.6M
@ 30% margin
Est. Deal Value
$100.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROPHET CAPITAL ASSET MANAGEMENT LP
CRD
150683
SEC file #
801-70461
EIN
000000000
DBA names
Prophet Capital Asset Management

Economics

AUM
$4.20B
AUM band
$1B+
AUM trajectory
'20'26
$3.12B → $4.20B▲ +35%
Client mix
Pooled Investment Vehicles12
Insurance Companies5

Operations

Employees (total)
16
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROSENBLUM, DAVID, JONATHAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
ROSENBLUM, DAVID, JONATHAN
EPSTEIN, ROBERT, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:prophetasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001453487
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2009-01-05
Edgar Last Filing Date
2018-03-07
Edgar Form D Count
10
Edgar Form D Offerings
2018-03-072018-03-07 · 0001453487-18-000001
2017-03-072017-03-07 · 0001453487-17-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Bny Mellon22
Northern Trust10
Jpmorgan6
E*trade4
Edgar Addresses
Mailing
C/O MAPLES CORPORATE SERIVCES LTDP.O. BOX 309GRAND CAYMAN, XX, KY1-1104
Business
C/O MAPLES CORPORATE SERIVCES LTDP.O. BOX 309GRAND CAYMAN, XX, KY1-1104
Edgar EIN
000000000
Edgar Recent Filings
D/A2018-03-07 · 0001453487-18-000001
D/A2017-03-07 · 0001453487-17-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2367263
Trust Company Affiliate
No

People (7)

7
ROSENBLUM, DAVID, JONATHAN
IAR · Direct Owner · 62.5%
2367263
EPSTEIN, ROBERT, ALAN
IAR · Direct Owner · 37.5%
1734163
RECHNER, KURT, JOSEPH
IAR · Direct Owner · 17.5%
2632186
COMUNALE, ANTHONY, PHILIP
IAR · Direct Owner · 7.5%
5657461
HIRSCHBERG, MICHAEL, ADAM
IAR · Executive Officer · 2.5%
1657873
Murphy, Michael, James
Executive Officer · 2.5%
6619842
BROOKE H COURTADE
IAR
6058639