SourcingSourcing

NORTHMARQ FUND MANAGEMENT, LLC

C39
CRD 150703·SEC 801-70494·LAKE OSWEGO, OR
AUM
$541.3M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$13.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTHMARQ FUND MANAGEMENT, LLC
CRD
150703
SEC file #
801-70494
EIN
000000000
DBA names
—

Economics

AUM
$541.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$373.2M → $541.3M▲ +45%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
18
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
9 advisors → 7 advisors▼ -22%
Primary office
LAKE OSWEGO OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
northmarq.com/fund-management

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NORTHMARQ FM HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
NORTHMARQ FM HOLDINGS, LLC
GREGORY, RANCE, STEPHEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NORTHMARQ.COM
Rdap Domain Creation Date
2001-01-04T15:28:36Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002038404
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2024-09-27
Edgar Last Filing Date
2025-09-29
Edgar Form D Count
2
Edgar Form D Offerings
2025-09-292025-09-29 · 0000945621-25-000879
2024-09-272024-09-27 · 0000943663-24-000236

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
4949 MEADOWS ROAD, SUITE 490LAKE OSWEGO, OR 97035
Business
4949 MEADOWS ROAD, SUITE 490LAKE OSWEGO, OR 97035
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-09-29 · 0000945621-25-000879
D2024-09-27 · 0000943663-24-000236
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-04T15:28:36Z
Rdap Domain Last Changed
2024-07-10T03:31:12Z
Rdap Nameservers
Javon.ns.cloudflare.comPola.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
PARKER, MARCUS, CHRISTIAN
IAR · Executive Officer · 2.5%
2860949
GREGORY, RANCE, STEPHEN
Executive Officer · 2.5%
2758667
MC QUEEN, MURRAY
Executive Officer · 2.5%
4104654
POWER, SHAWN, MICHAEL
Executive Officer · 2.5%
7942616
WEIDELL, JEFFREY, ALAN
Executive Officer · 2.5%
7942608