SourcingSourcing

ARBOR FINANCIAL SERVICES, LLC

A75
CRD 150713·SEC 801-121507·DOWNERS GROVE, IL
AUM
$122.2M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$367K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARBOR FINANCIAL SERVICES, LLC
CRD
150713
SEC file #
801-121507
EIN
—
DBA names
—

Economics

AUM
$122.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$112.5M → $122.2M▲ +9%
Client mix
Individuals Other202
Individuals High Net Worth38

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
5 advisors → 3 advisors▼ -40%
Primary office
DOWNERS GROVE IL
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
02/12/2026
ADV-W filed at
—
Website
facebook.com/arborfinancialservices1(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PROFITABILITY CONCEPTS AND
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
PROFITABILITY CONCEPTS AND
CLAEYS, PETER, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:arbor.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
CLAEYS, PETER, CHARLES
IAR · Executive Officer · 2.5%
1631691
PAUL B BERAN
IAR
6230066
Katharine Augusta Schwartz
IAR
8093546
PETER MIKELIS JANKOVSKIS
IAR
7505842