SourcingSourcing

GLOBAL WEALTH MANAGEMENT, L.C.

B51
CRD 150743·SEC 801-77847·DEERFIELD BEACH, FL
AUM
$184.2M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$553K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GLOBAL WEALTH MANAGEMENT, L.C.
CRD
150743
SEC file #
801-77847
EIN
—
DBA names
—

Economics

AUM
$184.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$100.3M → $184.2M▲ +84%
Client mix
Individuals High Net Worth21
Individuals Other7
Corporations6

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
DEERFIELD BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
gwm-ch.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
H&N HOLDING AG
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
5
Control Persons
H&N HOLDING AG
HEIERLI, THOMAS, URS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GWM-CH.COM
Rdap Domain Creation Date
2012-04-11T20:51:13Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1686
Soi Zip Pct 200k Plus
0.0583
Soi Zip Returns 200k Plus
820
Soi Zip Total AGI
1,667,841
Fdic Zip Total Deposits
19,624,246,000
Fdic Zip Branch Count
299
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Interactive Brokers2
Fdic Zip Branches Raw
Sun Bank/South Florida, National AssociationDeerfield Beach, FL
Capital BankDeerfield Beach, FL
Fdic Zip HHI
704.15
Fdic Zip Top Bank Share Pct
17.42
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2033-04-11T20:51:13Z
Rdap Domain Last Changed
2025-05-06T08:19:18Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI64,753
Returns5,010
Stub 2
AGI131,840
Returns3,640
Stub 3
AGI124,249
Returns2,030
Soi Zip Total Business Income
41,148
Soi Zip Total Cap Gains
163,608
Soi Zip Total Dividends
64,608
Soi Zip Total Returns
14,060
Trust Company Affiliate
No

People (4)

4
HEIERLI, THOMAS, URS
IAR · Executive Officer · 2.5%
2694377
Herr, Olaf
IAR · Executive Officer · 2.5%
7818262
Notzli, Silvan, Oliver
Executive Officer · 2.5%
7827676
Zuellig, Anita
Executive Officer · 2.5%
8067297