JOHN F SUBY WEALTH MANAGEMENT LLC

B59
CRD 150824·SEC 801-70434·MADISON, WI
AUM
$464.9M
$100M-$500M
Est. Revenue
$4.6M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JOHN F SUBY WEALTH MANAGEMENT LLC
CRD
150824
SEC file #
801-70434
EIN
DBA names

Economics

AUM
$464.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$678.3M → $464.9M▼ -31%
Client mix
Individuals Other122
Individuals High Net Worth61
Corporations7
Charitable Organizations6

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
6 advisors → 3 advisors▼ -50%
Primary office
MADISON WI
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/23/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHN F SUBY & ASSOCIATES S.C.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
JOHN F SUBY & ASSOCIATES S.C.
SUBY, MATTHEW, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Northern Trust2
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No