SourcingSourcing

UNISON INVESTMENT MANAGEMENT, LLC

C24
CRD 150893·SEC 801-109979·SAN FRANCISCO, CA
AUM
$1.61B
$1B+
Est. Revenue
$16.1M
@ 1% on AUM
Est. EBITDA
$4.8M
@ 30% margin
Est. Deal Value
$38.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UNISON INVESTMENT MANAGEMENT, LLC
CRD
150893
SEC file #
801-109979
EIN
832223360
DBA names
—

Economics

AUM
$1.61B
AUM band
$1B+
AUM trajectory
'20'26
$829.0M → $1.61B▲ +95%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
12
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
48 advisors → 12 advisors▼ -75%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
twitter.com/unison_im(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
REAL ESTATE EQUITY EXCHANGE,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
REAL ESTATE EQUITY EXCHANGE,
O'HARA, MATTHEW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:unison.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001772345
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2019-04-09
Edgar Last Filing Date
2025-07-03
Edgar Form D Count
8
Edgar Form D Offerings
2025-07-032025-07-03 · 0001772345-25-000004
2025-04-072025-04-07 · 0001772345-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank7
Jpmorgan7
E*trade4
Edgar Addresses
Mailing
4 EMBARCADERO CENTER, SUITE 710SAN FRANCISCO, CA 94111
Business
4 EMBARCADERO CENTER, SUITE 710SAN FRANCISCO, CA 94111
Edgar EIN
832223360
Edgar Recent Filings
D/A2025-07-03 · 0001772345-25-000004
D/A2025-04-07 · 0001772345-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
MATTHEW O'HARA
Executive Officer · 2.5%
6217535
THOMAS SUTTER SPONHOLTZ
Executive Officer · 2.5%
2003702
CASIDO, BRIAN, MENDOZA
Executive Officer · 2.5%
7845139
RYAN MATTHEW REIGER
Executive Officer · 2.5%
5689515