SourcingSourcing

GARDE CAPITAL, INC.

C47
CRD 151043·SEC 801-70472·SEATTLE, WA
AUM
$2.65B
$1B+
Est. Revenue
$26.5M
@ 1% on AUM
Est. EBITDA
$8.0M
@ 30% margin
Est. Deal Value
$63.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GARDE CAPITAL, INC.
CRD
151043
SEC file #
801-70472
EIN
270321092
DBA names
Garde Capital, Inc.

Economics

AUM
$2.65B
AUM band
$1B+
AUM trajectory
'20'26
$993.2M → $2.65B▲ +167%
Client mix
Individuals High Net Worth342
Individuals Other120
Pension Profit Sharing Plans23
Charitable Organizations21
Corporations6

Operations

Employees (total)
18
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
8 advisors → 8 advisors▬ 0%
Primary office
SEATTLE WA
Branches
Count5

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
gardecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LIPPENS, JEFFERY, LEE
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
LIPPENS, JEFFERY, LEE
MCREAL, MARSHAL, KERRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GARDECAPITAL.COM
Rdap Domain Creation Date
2009-03-02T03:21:32Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
88,319
Form 5500 Compensation Trajectory 3y
202588,319
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
88,319
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001616328
Edgar Registered
Yes
Edgar Filing Count
50
Edgar First Filing Date
2014-08-12
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
48
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001616328-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1301 5TH AVENUESTE 3030SEATTLE, WA 98101
Business
1301 5TH AVENUESTE 3030SEATTLE, WA 98101
Edgar EIN
270321092
Edgar Recent Filings
13F-HR2026-04-29 · 0001616328-26-000002
13F-HR2026-02-10 · 0001616328-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-03-02T03:21:32Z
Rdap Domain Last Changed
2020-11-23T17:25:27Z
Rdap Nameservers
Ns73.worldnic.comNs74.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1740409
Trust Company Affiliate
No

People (9)

9
MCREAL, MARSHAL, KERRY
IAR · Direct Owner · 37.5%
1308130
LIPPENS, JEFFERY, LEE
IAR · Direct Owner · 37.5%
1740409
OWENS, THOMAS, REESE
IAR · Direct Owner · 17.5%
2070276
SEVERS, RICHARD, SCOTT
IAR · Direct Owner · 17.5%
4760022
Ryan Kelly Kinerk
IAR
7245372
ASHLEY CHRISTINE FANCHER
IAR
6422532
Rey Santodomingo
IAR
8018855
Henry Evans Wurst
IAR
6831589
CODY BILL BARNEY
IAR
5253303