SourcingSourcing

NCM CAPITAL MANAGEMENT, LLC

C46
CRD 151109·SEC 801-101518·RAMSEY, NJ
AUM
$539.4M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NCM CAPITAL MANAGEMENT, LLC
CRD
151109
SEC file #
801-101518
EIN
270518080
DBA names
Ncm Capital Management, Llc

Economics

AUM
$539.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$196.0M → $539.4M▲ +175%
Client mix
Individuals High Net Worth194
Individuals Other58

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
RAMSEY NJ
Branches
Count1

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
linkedin.com/company/ncm-capital-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAVERGHETTA, NICHOLAS,
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LAVERGHETTA, NICHOLAS,
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ncm.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001907054
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-15
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001907054-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.502
Soi Zip Pct 200k Plus
0.2777
Soi Zip Returns 200k Plus
2130
Soi Zip Total AGI
1,546,403
Fdic Zip Total Deposits
35,703,199,000
Fdic Zip Branch Count
377
Fdic Zip Top Banks
TD Bank, National Association
Hudson City Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
161 FRANKLIN TURNPIKE SUITE 201RAMSEY, NJ 07446
Business
161 FRANKLIN TURNPIKE SUITE 201RAMSEY, NJ 07446
Edgar EIN
270518080
Edgar Recent Filings
13F-HR2026-05-15 · 0001907054-26-000002
13F-HR2026-03-02 · 0001907054-26-000001
Fdic Zip Branches Raw
The Trust Company of New JerseyRamsey, NJ
The Trust Company of New JerseyRamsey, NJ
Fdic Zip HHI
1299.73
Fdic Zip Top Bank Share Pct
29.47
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,669
Returns1,470
Stub 2
AGI32,145
Returns870
Stub 3
AGI49,514
Returns800
Soi Zip Total Business Income
62,829
Soi Zip Total Cap Gains
79,010
Soi Zip Total Dividends
48,206
Soi Zip Total Returns
7,670
Top Owner CRD
2296013
Trust Company Affiliate
No

People (3)

3
LAVERGHETTA, NICHOLAS,
IAR · Direct Owner · 87.5%
2296013
Ralston, Derek, Anthony
IAR
4130801
TAYLOR J. THOMAS
IAR
5092831