SourcingSourcing

AVANT-GARDE ADVISORS LLC

C17
CRD 151527·SEC 801-76860·CENTENNIAL, CO
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AVANT-GARDE ADVISORS LLC
CRD
151527
SEC file #
801-76860
EIN
—
DBA names
Anthem Wealth PartnersSecure Retirement SolutionsSafeguard FinancialHarvey & Companies

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
CENTENNIAL CO
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financialmedium confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AVANT-GARDE WEALTH MANGEMENT INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
AVANT-GARDE WEALTH MANGEMENT INC.
PATTON, ERIC, DWAYNE
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (5)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Lpl Financial1
Full
Lpl Financial1

People (1)

1
ERIC DWAYNE PATTON
Executive Officer · 2.5%
5136912