SourcingSourcing

RLB FINANCIAL LLC

B54
CRD 151778·SEC 801-128918·SPRINGFIELD, MO
AUM
$173.6M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$521K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RLB FINANCIAL LLC
CRD
151778
SEC file #
801-128918
EIN
—
DBA names
Rlb Financial

Economics

AUM
$173.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$172.1M → $173.6M▲ +1%
Client mix
Individuals Other583
Individuals High Net Worth24

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
SPRINGFIELD MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersOther Advisory Services
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
facebook.com/rlbfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BALTZELL, ROBERT, LEE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BALTZELL, ROBERT, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:rlb.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2609079
Trust Company Affiliate
No

People (3)

3
BALTZELL, ROBERT, LEE
IAR · Direct Owner · 87.5%
2609079
WAYNE ANTHONY MILLER
IAR
5578486
MICHAEL JACOB THOMAS
IAR
6483975