SourcingSourcing

SYNTAX RESEARCH, INC.

A75
CRD 151948·SEC 801-76880·BOCA RATON, FL
AUM
$202.9M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$609K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SYNTAX RESEARCH, INC.
CRD
151948
SEC file #
801-76880
EIN
030407879
DBA names
—

Economics

AUM
$202.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$128.4M → $202.9M▲ +58%
Client mix
Individuals Other64
Individuals High Net Worth43
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
BOCA RATON FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
syntaxresearch.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHARMA, SANDEEP
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SHARMA, SANDEEP
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SYNTAXRESEARCH.COM
Rdap Domain Creation Date
2002-02-26T13:22:50Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
3
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001999827
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2023-11-14
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
11
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001398344-26-007193

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
150 EAST PALMETTO PARK ROADSUITE 800BOCA RATON, FL 33432
Business
150 EAST PALMETTO PARK ROADSUITE 800BOCA RATON, FL 33432
Edgar EIN
030407879
Edgar Recent Filings
13F-HR2026-04-24 · 0001398344-26-007193
13F-HR2026-02-02 · 0001398344-26-001787
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-26T13:22:50Z
Rdap Domain Last Changed
2021-12-28T08:57:57Z
Rdap Nameservers
Ns17.worldnic.comNs18.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1721253
Trust Company Affiliate
No

People (1)

1
SHARMA, SANDEEP
IAR · Direct Owner · 87.5%
1721253