SourcingSourcing

NEW DIMENSIONS WEALTH MANAGEMENT, L.L.C.

B53
CRD 152136·SEC 801-128238·ALLEN, TX
AUM
$181.5M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$545K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW DIMENSIONS WEALTH MANAGEMENT, L.L.C.
CRD
152136
SEC file #
801-128238
EIN
—
DBA names
—

Economics

AUM
$181.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$153.6M → $181.5M▲ +18%
Client mix
Individuals High Net Worth72
Individuals Other39

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
ALLEN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALSTON, RICHARD, LANCE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ALSTON, RICHARD, LANCE
FINNEY-JOHNSON, TIFFANY, NICOLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:newdimensions.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3070449
Trust Company Affiliate
No

People (2)

2
ALSTON, RICHARD, LANCE
IAR · Direct Owner · 62.5%
3070449
FINNEY-JOHNSON, TIFFANY, NICOLE
IAR · Direct Owner · 37.5%
5602864