SourcingSourcing

CLEAR HARBOR ASSET MANAGEMENT, LLC

C28
CRD 152242·SEC 801-70821·STAMFORD, CT
AUM
$2.05B
$1B+
Est. Revenue
$20.5M
@ 1% on AUM
Est. EBITDA
$6.2M
@ 30% margin
Est. Deal Value
$49.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLEAR HARBOR ASSET MANAGEMENT, LLC
CRD
152242
SEC file #
801-70821
EIN
271506486
DBA names
—

Economics

AUM
$2.05B
AUM band
$1B+
AUM trajectory
'20'26
$643.9M → $2.05B▲ +219%
Client mix
Individuals High Net Worth451
Individuals Other333
Corporations18
Charitable Organizations9
Pension Profit Sharing Plans7

Operations

Employees (total)
24
Advisory staff (per ADV)
18
Advisory staff (5-yr trend)
'20'26
10 advisors → 18 advisors▲ +80%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/clear-harbor-asset-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KENNON, AARON, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
KENNON, AARON, JOHN
ARMSTRONG, IAN, ALEXANDER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:clearharbor.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
12
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001511857
Edgar Registered
Yes
Edgar Filing Count
90
Edgar First Filing Date
2011-02-10
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
65
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001172661-26-001602

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Pershing10
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
263 TRESSER BLVD15TH FLOORSTAMFORD, CT 06901
Business
263 TRESSER BLVD15TH FLOORSTAMFORD, CT 06901
Edgar EIN
271506486
Edgar Recent Filings
13F-HR2026-05-05 · 0001172661-26-001602
13F-HR2026-02-10 · 0001172661-26-000563
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2877705
Trust Company Affiliate
No

People (16)

16
KENNON, AARON, JOHN
IAR · Direct Owner · 62.5%
2877705
LIDDELL, DONALD ROGER, BROOKE
IAR · Direct Owner · 17.5%
309250
ARMSTRONG, IAN, ALEXANDER
IAR · Direct Owner · 17.5%
4901391
ADAMCZYK, DENISE, MARIE
Executive Officer · 2.5%
2859934
Alexander William Maxwell Russell
IAR
7791772
JOSEPH MICHAEL RIZZO
IAR
1515821
HENRIK BRUN
IAR
2262153
ROBERT CHARLES DALLDORF
IAR
1032469
KIRSTIN STERLING MOBYED
IAR
2316966
JEB STUART ARMSTRONG
IAR
2994929
STEVEN ELLIOT SHAW
IAR
1273749
MICHAEL HENRY SCHOLTEN
IAR
2218361
JACQUES NONE CATTIER
IAR
5176997
MATTHEW WILLIAM SEXTON
IAR
2906497
JAMES DENHAM TALIAFERRO
IAR
442139
SCOTT M BOGAN
IAR
2763347