SourcingSourcing

NVWM LLC

B55
CRD 152301·SEC 801-70883·YARDLEY, PA
AUM
$713.5M
$500M-$1B
Est. Revenue
$7.1M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$17.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NVWM LLC
CRD
152301
SEC file #
801-70883
EIN
201813672
DBA names
Ventura Wealth Management

Economics

AUM
$713.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$229.6M → $713.5M▲ +211%
Client mix
Individuals Other389
Individuals High Net Worth173
Pension Profit Sharing Plans17
Charitable Organizations9
Corporations2

Operations

Employees (total)
12
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
5 advisors → 9 advisors▲ +80%
Primary office
YARDLEY PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
linkedin.com/company/ventura-wealth-management/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VENTURA, NICHOLAS, VINCENT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
VENTURA, NICHOLAS, VINCENT
MCELWEE, DANIEL, HENRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:nvwm.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
8
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001697274
Edgar Registered
Yes
Edgar Filing Count
36
Edgar First Filing Date
2018-03-15
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
35
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0001697274-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
Edgar Addresses
Mailing
820 TOWNSHIP LINE ROADSUITE 100YARDLEY, PA 19067
Business
820 TOWNSHIP LINE ROADSUITE 100YARDLEY, PA 19067
Edgar EIN
201813672
Edgar Recent Filings
13F-HR2026-04-27 · 0001697274-26-000002
13F-HR2026-01-20 · 0001697274-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
726136
Trust Company Affiliate
No

People (10)

10
VENTURA, NICHOLAS, VINCENT
IAR · Direct Owner · 87.5%
726136
MCELWEE, DANIEL, HENRY
IAR · Direct Owner · 17.5%
5436716
CAHILL, THOMAS, MICHAEL
IAR · Direct Owner · 7.5%
2281391
GILMORE, WALTER, ALAN
Executive Officer · 2.5%
1996728
Gerald D Fiess
IAR
5979492
Roger Erwin Klein
IAR
4372678
William R Purdy
IAR
6598992
MORGAN ANNE DOWNS
IAR
6839010
Lucas Nathaniel Morreale
IAR
7373253
Roman Chiokadze
IAR
7203782