PPB ADVISORS, LLC

CRD

152303

SEC file #

801-96194

EIN

412658760

DBA names

—

Economics

AUM

$4.75B

AUM band

$1B+

AUM trajectory

'20 · $644.9M

'21 · $802.7M

'22 · $1.06B

'23 · $1.70B

'25 · $3.96B

'26 · $4.75B

'20'26

$644.9M → $4.75B▲ +637%

sec adv history

Client mix

Pooled Investment Vehicles

119

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

—

Primary office

WEST CONSHOHOCKEN PA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — pooled vehicles

Fee basis

% of AUMOther Compensation

Filings

Latest ADV filing

03/23/2026

ADV-W filed at

—

Website

ppbcapitalpartners.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PPB CAPITAL PARTNERS LLC

Top Owner Pct

87.5

Owner Count

Control Persons

PPB CAPITAL PARTNERS LLC

Baker, Robert, Lance

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PPBCAPITALPARTNERS.COM

Rdap Domain Creation Date

2014-10-10T19:02:29Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002103874

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-01-23

Edgar Last Filing Date

2026-03-24

Edgar Form D Count

Edgar Form D Offerings

2026-03-242026-03-24 · 0002103874-26-000003

2026-01-282026-01-28 · 0002103874-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

300 BARR HARBOR DRIVESUITE 260WEST CONSHOHOCKEN, PA 19428

Business

300 BARR HARBOR DRIVESUITE 260WEST CONSHOHOCKEN, PA 19428

Edgar EIN

412658760

Edgar Recent Filings

D/A2026-03-24 · 0002103874-26-000003

D/A2026-01-28 · 0002103874-26-000002

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-10-10T19:02:29Z

Rdap Domain Last Changed

2025-09-25T06:47:49Z

Rdap Nameservers

Ns1.hostmonster.comNs2.hostmonster.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate