SourcingSourcing

TRINITY WEALTH MANAGEMENT LLC

C36
CRD 152355·SEC 801-80014·CINCINNATI, OH
AUM
$425.2M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRINITY WEALTH MANAGEMENT LLC
CRD
152355
SEC file #
801-80014
EIN
743231526
DBA names
—

Economics

AUM
$425.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$199.0M → $425.2M▲ +114%
Client mix
Individuals High Net Worth73
Individuals Other21

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
gotrinitywealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WASSEL, ROBERT, JAMES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WASSEL, ROBERT, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GOTRINITYWEALTH.COM
Rdap Domain Creation Date
2009-11-11T13:39:13Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
33,884
Form 5500 Compensation Trajectory 3y
202533,884
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
33,884
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001685364
Edgar Registered
Yes
Edgar Filing Count
27
Edgar First Filing Date
2020-02-26
Edgar Last Filing Date
2026-04-17
Edgar 13f Count
25
Edgar 13f Latest AUM Estimate
Filing Date2026-04-17
Accession0001685364-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
899 CASSATT ROADSUITE 120BERWYN, PA 19312
Business
899 CASSATT ROADSUITE 120BERWYN, PA 19312
Edgar EIN
743231526
Edgar Recent Filings
13F-HR2026-04-17 · 0001685364-26-000002
13F-HR2026-01-15 · 0001685364-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-11-11T13:39:13Z
Rdap Domain Last Changed
2023-11-06T21:30:34Z
Rdap Nameservers
Ns77.domaincontrol.comNs78.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4728480
Trust Company Affiliate
No

People (4)

4
WASSEL, ROBERT, JAMES
IAR · Direct Owner · 62.5%
4728480
JOHN BROCK DEXTER
IAR
2613721
Luke Brennan Fleming
IAR
7251976
CHARLES NICHOLAS KUHN
IAR
2599437