SourcingSourcing

SUCCESSFUL PORTFOLIOS LLC

A66
CRD 152429·SEC 801-80702·CLEARWATER, FL
AUM
$281.5M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$845K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUCCESSFUL PORTFOLIOS LLC
CRD
152429
SEC file #
801-80702
EIN
271353570
DBA names
—

Economics

AUM
$281.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$197.3M → $281.5M▲ +43%
Client mix
Individuals Other194
Individuals High Net Worth10
Pooled Investment Vehicles2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
CLEARWATER FL
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/successful-portfolios-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EVANS, HARLEY, PARKER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
EVANS, HARLEY, PARKER
BAER, JOSEPH, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:successfulportfolios.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001721780
Edgar Registered
Yes
Edgar Filing Count
36
Edgar First Filing Date
2018-02-09
Edgar Last Filing Date
2026-04-13
Edgar 13f Count
34
Edgar 13f Latest AUM Estimate
Filing Date2026-04-13
Accession0001721780-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Interactive Brokers11
Charles Schwab6
E*trade4
Jpmorgan3
Edgar Addresses
Mailing
611 DRUID ROAD EASTSUITE 407CLEARWATER, FL 33756
Business
611 DRUID ROAD EASTSUITE 407CLEARWATER, FL 33756
Edgar EIN
271353570
Edgar Recent Filings
13F-HR2026-04-13 · 0001721780-26-000002
13F-HR2026-01-23 · 0001721780-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
722995
Trust Company Affiliate
No

People (3)

3
EVANS, HARLEY, PARKER
IAR · Direct Owner · 87.5%
722995
BAER, JOSEPH, CHARLES
IAR · Direct Owner · 7.5%
5866418
Daniel Charles Walsh
IAR
7456665