NORTHWEST WEALTH MANAGEMENT, LLC

CRD

152816

SEC file #

801-72545

EIN

271527316

DBA names

—

Economics

AUM

$1.03B

AUM band

$1B+

AUM trajectory

'20 · $476.1M

'21 · $506.1M

'22 · $535.8M

'23 · $648.1M

'25 · $865.2M

'26 · $1.03B

'20'26

$476.1M → $1.03B▲ +117%

sec adv history

Client mix

Individuals Other	1,862
Individuals High Net Worth	223
Charitable Organizations	21
Corporations	17
Pension Profit Sharing Plans	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 17 advisors

'21 · 15 advisors

'22 · 16 advisors

'23 · 17 advisors

'25 · 18 advisors

'26 · 14 advisors

'20'26

17 advisors → 14 advisors▼ -18%

sec adv history

Primary office

SPENCER IA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/12/2026

linkedin.com/company/16225959(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

NORTHWEST FINANCIAL CORP.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

NORTHWEST FINANCIAL CORP.

CONOVER IV, CORNELIUS,

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:northwest.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

54,180

Form 5500 Compensation Trajectory 3y

2025

54,180

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

54,180

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001695344

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2017-02-09

Edgar Last Filing Date

2026-04-14

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-14

Accession0001695344-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2131

Soi Zip Pct 200k Plus

0.0537

Soi Zip Returns 200k Plus

320

Soi Zip Total AGI

474,444

Fdic Zip Total Deposits

17,332,398,000

Fdic Zip Branch Count

220

Fdic Zip Top Banks

Farmers Trust and Savings Bank

Northwest Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

1607 W 18TH STSPENCER, IA 51301

Business

1607 W 18TH STSPENCER, IA 51301

Edgar EIN

271527316

Edgar Recent Filings

13F-HR2026-04-14 · 0001695344-26-000003

13F-HR2026-01-14 · 0001695344-26-000001

Fdic Zip Branches Raw

Farmers Trust and Savings BankSpencer, IA

Boatmen's National Bank of Northwest IowaSpencer, IA

Fdic Zip HHI

2786.23

Fdic Zip Top Bank Share Pct

45.85

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	18,869
Returns	1,490

Stub 2

AGI	56,489
Returns	1,520

Stub 3

AGI	61,141
Returns	990

Soi Zip Total Business Income

13,394

Soi Zip Total Cap Gains

23,270

Soi Zip Total Dividends

8,670

Soi Zip Total Returns

5,960

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