SourcingSourcing

OASIS INVESTMENT STRATEGIES LLC

C28
CRD 152957·SEC 801-71417·CHICAGO, IL
AUM
$5.73B
$1B+
Est. Revenue
$57.3M
@ 1% on AUM
Est. EBITDA
$17.2M
@ 30% margin
Est. Deal Value
$137.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OASIS INVESTMENT STRATEGIES LLC
CRD
152957
SEC file #
801-71417
EIN
831550694
DBA names
—

Economics

AUM
$5.73B
AUM band
$1B+
AUM trajectory
'20'26
$4.12B → $5.73B▲ +39%
Client mix
Corporations3
Pooled Investment Vehicles1

Operations

Employees (total)
10
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rjoasis.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JVMC HOLDINGS CORP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
JVMC HOLDINGS CORP
GABRIELE, JAMES, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RJOASIS.COM
Rdap Domain Creation Date
2012-07-14T18:58:54Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001825488
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2020-09-24
Edgar Last Filing Date
2023-09-26
Edgar Form D Count
2
Edgar Form D Offerings
2023-09-262023-09-26 · 0001825488-23-000001
2020-09-242020-09-24 · 0001825488-20-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Bny Mellon2
Wells Fargo2
Edgar Addresses
Mailing
C/O OASIS INVESTMENT STRATEGIES LLC222 S. RIVERSIDE PLAZA, SUITE 1200CHICAGO, IL 60606
Business
C/O OASIS INVESTMENT STRATEGIES LLC222 S. RIVERSIDE PLAZA, SUITE 1200CHICAGO, IL 60606
Edgar EIN
831550694
Edgar Recent Filings
D/A2023-09-26 · 0001825488-23-000001
D2020-09-24 · 0001825488-20-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-14T18:58:54Z
Rdap Domain Last Changed
2026-02-26T20:23:18Z
Rdap Nameservers
Ns-1524.awsdns-62.orgNs-1965.awsdns-53.co.ukNs-326.awsdns-40.comNs-700.awsdns-23.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (3)

3
JAMES ANDREW GABRIELE
Executive Officer · 2.5%
2694460
MARK THOMAS CLEMENTS
Executive Officer · 2.5%
2648697
NEALON, TIFFANY
Executive Officer · 2.5%
4858359