SourcingSourcing

BAUER WEALTH MANAGEMENT INC.

C47
CRD 152977·SEC 801-122717·COLORADO SPRINGS, CO
AUM
$205.9M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$618K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BAUER WEALTH MANAGEMENT INC.
CRD
152977
SEC file #
801-122717
EIN
—
DBA names
—

Economics

AUM
$205.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$104.3M → $205.9M▲ +97%
Client mix
Individuals High Net Worth86
Individuals Other74
Charitable Organizations1
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
COLORADO SPRINGS CO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
01/13/2026
ADV-W filed at
—
Website
bauerheitzmann.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAUER, DANIEL, CARL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BAUER, DANIEL, CARL
HEITZMANN, STEPHEN, DANIEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BAUERHEITZMANN.COM
Rdap Domain Creation Date
2023-08-14T21:48:33Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-14T21:48:33Z
Rdap Domain Last Changed
2025-08-15T17:20:17Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2892722
Trust Company Affiliate
No

People (5)

5
BAUER, DANIEL, CARL
IAR · Direct Owner · 87.5%
2892722
HEITZMANN, STEPHEN, DANIEL
IAR · Direct Owner · 17.5%
5900481
FRANZ, CHRIS, AARON
IAR · Direct Owner · 7.5%
7200031
BREAKEY, JOE, SHERMAN
Direct Owner · 7.5%
7348336
TRISTAN OURAY SMITH
IAR
7361738