SourcingSourcing

HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

C35
CRD 153052·SEC 801-71141·FARMINGTON, CT
AUM
$811.1M
$500M-$1B
Est. Revenue
$8.1M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$19.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC
CRD
153052
SEC file #
801-71141
EIN
—
DBA names
Horizon Technology Finance

Economics

AUM
$811.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$248.0M → $811.1M▲ +227%
Client mix
Business Devel Companies1

Operations

Employees (total)
23
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
13 advisors → 14 advisors▲ +8%
Primary office
FARMINGTON CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
horizontechfinance.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCH HOLDCO LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
MCH HOLDCO LLC
BALKIN, MICHAEL, PHILLIP
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HORIZONTECHFINANCE.COM
Rdap Domain Creation Date
2003-07-16T13:30:12Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-14T11:59:59Z
Rdap Domain Last Changed
2025-10-15T17:46:24Z
Rdap Nameservers
Suzanne.ns.cloudflare.comYew.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
Yes

People (5)

5
MICHAEL PHILLIP BALKIN
Executive Officer · 2.5%
1029829
Seitz, Paul, George
Executive Officer · 2.5%
8119297
TROLIO, DANIEL, RAFFAELE
Executive Officer · 2.5%
3142899
BOMBARA, JOHN, CARSON
Executive Officer · 2.5%
5759035
DOMBROWSKI, LYNN, DENISE
Executive Officer · 2.5%
7718142