SourcingSourcing

BAUMAN ADVISORY GROUP, LLC

C41
CRD 153061·SEC 801-131480·LAS VEGAS, NV
AUM
$206.4M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$619K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BAUMAN ADVISORY GROUP, LLC
CRD
153061
SEC file #
801-131480
EIN
271824046
DBA names
Bauman Wealth Advisors

Economics

AUM
$206.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$193.2M → $206.4M▲ +7%
Client mix
Individuals Other447
Individuals High Net Worth44
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
19
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
6 advisors → 8 advisors▲ +33%
Primary office
LAS VEGAS NV
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
facebook.com/bauman-advisory-group-2324046950986703(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAUMAN, TODD, CHARLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BAUMAN, TODD, CHARLES
Bauman, Julie
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002111802
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-20
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001765380-26-000169

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.242
Soi Zip Pct 200k Plus
0.0674
Soi Zip Returns 200k Plus
1,790
Soi Zip Total AGI
2,407,898
Fdic Zip Total Deposits
7,585,586,000
Fdic Zip Branch Count
129
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
10501 W. GOWAN RDSUITE 100LAS VEGAS, NV 89129
Business
10501 W. GOWAN RDSUITE 100LAS VEGAS, NV 89129
Edgar EIN
271824046
Edgar Recent Filings
13F-HR2026-05-06 · 0001765380-26-000169
13F-HR2026-02-20 · 0001765380-26-000109
Fdic Zip Branches Raw
United States National Bank of OregonLas Vegas, NV
U.S. Bank National AssociationLas Vegas, NV
Fdic Zip HHI
2187.35
Fdic Zip Top Bank Share Pct
29.42
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI85,395
Returns6,450
Stub 2
AGI235,069
Returns6,370
Stub 3
AGI265,847
Returns4,310
Soi Zip Total Business Income
57,294
Soi Zip Total Cap Gains
151,988
Soi Zip Total Dividends
29,771
Soi Zip Total Returns
26,570
Top Owner CRD
2605865
Trust Company Affiliate
No

People (7)

7
BAUMAN, TODD, CHARLES
IAR · Direct Owner · 87.5%
2605865
Sandefur, Gavin, Charles
IAR · Executive Officer · 2.5%
7602748
Bauman, Julie
Executive Officer · 2.5%
8251994
MCCARTHY, MICHELLE, ANNE
Executive Officer · 2.5%
7682269
KENTON M FENNO
IAR
4524587
Paolo Gabrielli Kipping Torres
IAR
6841297
VINCENT MICHAEL GARAVENTA
IAR
6928955