SourcingSourcing

CARSON MANAGEMENT COMPANY, LLC

C42
CRD 153261·SEC 801-71258·DALLAS, TX
AUM
$469.3M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARSON MANAGEMENT COMPANY, LLC
CRD
153261
SEC file #
801-71258
EIN
882015648
DBA names
—

Economics

AUM
$469.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$350.1M → $469.3M▲ +34%
Client mix
Pooled Investment Vehicles20

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
linkedin.com/company/carson-private-capital-inc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARSON, ROYAL, WILLIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
CARSON, ROYAL, WILLIS
AUGHTRY, MONICA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001940488
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2022-08-02
Edgar Last Filing Date
2022-08-02
Edgar Form D Count
1
Edgar Form D Offerings
2022-08-022022-08-02 · 0001940488-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Jpmorgan40
E*trade4
Edgar Addresses
Mailing
3030 NOWITZKI WAYSUITE 500DALLAS, TX 75219
Business
3030 NOWITZKI WAYSUITE 500DALLAS, TX 75219
Edgar EIN
882015648
Edgar Recent Filings
D2022-08-02 · 0001940488-22-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
41939
Trust Company Affiliate
No

People (6)

6
CARSON, ROYAL, WILLIS
IAR · Direct Owner · 87.5%
41939
GIANNINI, GREGORY, THOMAS
IAR · Executive Officer · 2.5%
5772621
AUGHTRY, MONICA, MARIE
Executive Officer · 2.5%
7352287
Carson Cavender, Catherine,
Executive Officer · 2.5%
7877295
CARSON, ROYAL, CHANDLER
Executive Officer · 2.5%
6585492
Smith, Katherine, Risher
Executive Officer · 2.5%
7877279