SourcingSourcing

ALLEN FINANCIAL MANAGEMENT, LLC

B57
CRD 153511·SEC 801-132815·OXFORD, MI
AUM
$121.2M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$364K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLEN FINANCIAL MANAGEMENT, LLC
CRD
153511
SEC file #
801-132815
EIN
—
DBA names
Allen Financial Management

Economics

AUM
$121.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$114.6M → $121.2M▲ +6%
Client mix
Individuals Other250
Individuals High Net Worth38

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
OXFORD MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
afmwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLEN, KENNETH, SHERMAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ALLEN, KENNETH, SHERMAN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AFMWEALTH.COM
Rdap Domain Creation Date
2010-04-07T03:14:19Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.345
Soi Zip Pct 200k Plus
0.1017
Soi Zip Returns 200k Plus
1,280
Soi Zip Total AGI
1,167,420
Fdic Zip Total Deposits
9,760,485,000
Fdic Zip Branch Count
138
Fdic Zip Top Banks
Oxford Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Oxford BankOxford, MI
NBD BankOxford Township, MI
Fdic Zip HHI
3497.33
Fdic Zip Top Bank Share Pct
53.77
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-07T03:14:19Z
Rdap Domain Last Changed
2022-10-17T00:05:52Z
Rdap Nameservers
Ns05.domaincontrol.comNs06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI36,430
Returns3,340
Stub 2
AGI81,691
Returns2,220
Stub 3
AGI89,225
Returns1,440
Soi Zip Total Business Income
33,268
Soi Zip Total Cap Gains
24,577
Soi Zip Total Dividends
12,682
Soi Zip Total Returns
12,580
Top Owner CRD
4498334
Trust Company Affiliate
No

People (1)

1
ALLEN, KENNETH, SHERMAN
IAR · Direct Owner · 87.5%
4498334