SourcingSourcing

12TH STREET ASSET MANAGEMENT LLC

B53
CRD 153528·SEC 801-76968·NASHVILLE, TN
AUM
$621.6M
$500M-$1B
Est. Revenue
$6.2M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$14.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
12TH STREET ASSET MANAGEMENT LLC
CRD
153528
SEC file #
801-76968
EIN
364500709
DBA names
12th Street Asset Management

Economics

AUM
$621.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$382.4M → $621.6M▲ +63%
Client mix
Individuals High Net Worth517
Pension Profit Sharing Plans4
Pooled Investment Vehicles1

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
12thstreetasset.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OKEEFE, MICHAEL, GERARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
OKEEFE, MICHAEL, GERARD
SHIPMAN, DAVID, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
12THSTREETASSET.COM
Rdap Domain Creation Date
2007-08-02T20:25:30Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
69
Form 5500 Total Compensation
2,859,195
Form 5500 Compensation Trajectory 3y
20252,620,746
2026238,449
Form 5500 Plan Count Trajectory 3y
202564
20265
Schedule C Total Compensation
2,859,195
Schedule C Service Provider Rows
69

SEC EDGAR

Edgar Cik
0001462245
Edgar Registered
Yes
Edgar Filing Count
76
Edgar First Filing Date
2009-05-12
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
73
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001085146-26-000383

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Raymond James10
Fidelity4
E*trade4
U.s. Bank2
Wells Fargo2
Edgar Addresses
Mailing
200 W. MADISON ST.SUITE 2500CHICAGO, IL 60606
Business
200 W. MADISON ST.SUITE 2500CHICAGO, IL 60606
Edgar EIN
364500709
Edgar Recent Filings
13F-HR2026-05-05 · 0001085146-26-000383
13F-HR2026-02-06 · 0001085146-26-000163
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-02T20:25:30Z
Rdap Domain Last Changed
2025-06-03T06:36:36Z
Rdap Nameservers
Ns43.worldnic.comNs44.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1465818
Trust Company Affiliate
No

People (4)

4
OKEEFE, MICHAEL, GERARD
IAR · Direct Owner · 87.5%
1465818
SHIPMAN, DAVID, ANDREW
IAR · Direct Owner · 7.5%
2430346
AMANDA NICOLE DREHER
IAR
7517313
MATTHEW TIMOTHY BUGARIN
IAR
5181755