SourcingSourcing

RICHWOOD INVESTMENT ADVISORS, LLC

B62
CRD 153550·SEC 801-121520·CINCINNATI, OH
AUM
$155.1M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$465K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RICHWOOD INVESTMENT ADVISORS, LLC
CRD
153550
SEC file #
801-121520
EIN
272236461
DBA names
—

Economics

AUM
$155.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$105.8M → $155.1M▲ +47%
Client mix
Individuals Other85
Individuals High Net Worth71

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
richwoodia.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CALEY, DEBORA, ANN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CALEY, DEBORA, ANN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RICHWOODIA.COM
Rdap Domain Creation Date
2010-04-05T21:00:35Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001911900
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-17
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002346

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4031
Soi Zip Pct 200k Plus
0.2313
Soi Zip Returns 200k Plus
740
Soi Zip Total AGI
689,605
Fdic Zip Total Deposits
2,159,859,000
Fdic Zip Branch Count
42
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Jpmorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5082 WOOSTER ROAD, SUITE 100CINCINNATI, OH 45226
Business
5082 WOOSTER ROAD, SUITE 100CINCINNATI, OH 45226
Edgar EIN
272236461
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-002346
13F-HR2026-02-12 · 0001172661-26-000670
Fdic Zip Branches Raw
Bank One, Cincinnati, National AssociationCincinnati, OH
Bank One, Cincinnati, National AssociationCincinnati, OH
Fdic Zip HHI
3865.05
Fdic Zip Top Bank Share Pct
57.51
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-04-05T21:00:35Z
Rdap Domain Last Changed
2026-03-27T17:21:09Z
Rdap Nameservers
Pdns07.domaincontrol.comPdns08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,519
Returns520
Stub 2
AGI21,574
Returns570
Stub 3
AGI30,533
Returns490
Soi Zip Total Business Income
26,010
Soi Zip Total Cap Gains
62,211
Soi Zip Total Dividends
40,618
Soi Zip Total Returns
3,200
Top Owner CRD
2961803
Trust Company Affiliate
No

People (1)

1
CALEY, DEBORA, ANN
IAR · Direct Owner · 87.5%
2961803