SourcingSourcing

GOUWS CAPITAL LLC

A65
CRD 153812·SEC 801-122419·CHARLOTTE, NC
AUM
$209.9M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$630K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GOUWS CAPITAL LLC
CRD
153812
SEC file #
801-122419
EIN
272906019
DBA names
—

Economics

AUM
$209.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$138.9M → $209.9M▲ +51%
Client mix
Individuals High Net Worth40
Individuals Other12

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
gouwscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GOUWS, FANIE, (NMI)
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GOUWS, FANIE, (NMI)
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GOUWSCAPITAL.COM
Rdap Domain Creation Date
2006-03-01T15:06:33Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001908828
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-03
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001172661-26-001678

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
15720 BRIXHAM HILL AVENUESUITE 300CHARLOTTE, NC 28277
Business
15720 BRIXHAM HILL AVENUESUITE 300CHARLOTTE, NC 28277
Edgar EIN
272906019
Edgar Recent Filings
13F-HR2026-05-12 · 0001172661-26-001678
13F-HR2026-02-02 · 0001172661-26-000432
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-01T15:06:33Z
Rdap Domain Last Changed
2026-01-20T14:26:18Z
Rdap Nameservers
Ns1.ipage.comNs2.ipage.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1408928
Trust Company Affiliate
No

People (2)

2
GOUWS, FANIE, (NMI)
IAR · Direct Owner · 87.5%
1408928
Justin Mattson Brooks
IAR
6629308