SourcingSourcing

THE WEALTH GROUP, LTD

A68
CRD 154106·SEC 801-128145·RALEIGH, NC
AUM
$160.2M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$481K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE WEALTH GROUP, LTD
CRD
154106
SEC file #
801-128145
EIN
—
DBA names
—

Economics

AUM
$160.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$288.9M → $160.2M▼ -45%
Client mix
Individuals Other107
Individuals High Net Worth41

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
RALEIGH NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
thewealthgrp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCDONALD, CORNELIUS, TRAWICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MCDONALD, CORNELIUS, TRAWICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEWEALTHGRP.COM
Rdap Domain Creation Date
2007-01-18T14:43:57Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-18T14:43:57Z
Rdap Domain Last Changed
2026-01-19T17:53:21Z
Rdap Nameservers
Dawn.ns.cloudflare.comIsaac.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1288377
Trust Company Affiliate
No

People (5)

5
MCDONALD, CORNELIUS, TRAWICK
IAR · Direct Owner · 87.5%
1288377
LEONARD RALPH CREECH
IAR
4086445
JAMES CANADY PARKER
IAR
4026477
WILLIAM HILL SIGMON
IAR
7861726
KEITH COYNER BECK
IAR
2420576