SourcingSourcing

QUAD-CITIES INVESTMENT GROUP, LLC

C40
CRD 154113·SEC 801-71612·DAVENPORT, IA
AUM
$425.5M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
QUAD-CITIES INVESTMENT GROUP, LLC
CRD
154113
SEC file #
801-71612
EIN
272935760
DBA names
—

Economics

AUM
$425.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$159.1M → $425.5M▲ +167%
Client mix
Individuals Other456
Individuals High Net Worth137
Pension Profit Sharing Plans8
Charitable Organizations6
Corporations3

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
DAVENPORT IA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
linkedin.com/in/christinemcelvania(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCELVANIA, CHRISTINE, ANN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
MCELVANIA, CHRISTINE, ANN
SCOTT L. STOLTENBERG TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:quadcities.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
25,022
Form 5500 Compensation Trajectory 3y
202525,022
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
25,022
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001741426
Edgar Registered
Yes
Edgar Filing Count
37
Edgar First Filing Date
2018-05-23
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
35
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001741426-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
5177 UTICA RIDGE ROADDAVENPORT, IA 52807
Business
5177 UTICA RIDGE ROADDAVENPORT, IA 52807
Edgar EIN
272935760
Edgar Recent Filings
13F-HR2026-04-21 · 0001741426-26-000002
13F-HR2026-01-14 · 0001741426-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6253655
Trust Company Affiliate
No

People (8)

8
MCELVANIA, CHRISTINE, ANN
IAR · Direct Owner · 37.5%
6253655
DELAPAZ, JENNIFER, MARIE
Direct Owner · 17.5%
4154680
JEREMY MICHAEL HAUER
IAR
5756167
DAVID ALLEN BORCHERDING
IAR
4306798
MARK MARION GRYWACHESKI
IAR
5491914
AMY LYNN KRAMER
IAR
2765326
SCOTT LEE STOLTENBERG
IAR
2805153
LAURA ANN SWIFT
IAR
4117964