SourcingSourcing

PATHWAYS WEALTH MANAGEMENT, INC.

C38
CRD 154125·SEC 801-130750
AUM
$287.0M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$861K
@ 30% margin
Est. Deal Value
$6.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PATHWAYS WEALTH MANAGEMENT, INC.
CRD
154125
SEC file #
801-130750
EIN
—
DBA names
—

Economics

AUM
$287.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$133.3M → $287.0M▲ +115%
Client mix
Individuals Other410
Individuals High Net Worth74
Corporations20
Pension Profit Sharing Plans4

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
pathwayswm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BEAM, DUSTIN, BLAKE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BEAM, DUSTIN, BLAKE
GOFORTH, SONIA, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PATHWAYSWM.COM
Rdap Domain Creation Date
2010-09-30T20:17:49Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
Yes
Rdap Domain Expiration Date
2026-09-30T20:17:49Z
Rdap Domain Last Changed
2024-10-01T14:16:09Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4252465
Trust Company Affiliate
No

People (4)

4
BEAM, DUSTIN, BLAKE
IAR · Direct Owner · 87.5%
4252465
Sonia Ann Goforth
Executive Officer · 2.5%
2544170
ANDREA MEISEL CLARK
IAR
2294096
Caden Blake Beam
IAR
7947643