MCGOWAN GROUP ASSET MANAGEMENT, INC.

C48
CRD 154127·SEC 801-71582·DALLAS, TX
AUM
$1.08B
$1B+
Est. Revenue
$10.8M
@ 1% on AUM
Est. EBITDA
$3.2M
@ 30% margin
Est. Deal Value
$26.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MCGOWAN GROUP ASSET MANAGEMENT, INC.
CRD
154127
SEC file #
801-71582
EIN
270603296
DBA names

Economics

AUM
$1.08B
AUM band
$1B+
AUM trajectory
'20'26
$614.9M → $1.08B▲ +76%
Client mix
Individuals Other3,642
Individuals High Net Worth1,112
Charitable Organizations10
Corporations7
Pension Profit Sharing Plans2

Operations

Employees (total)
9
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
DALLAS TX
Branches

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCGOWAN GROUP WEALTH
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
MCGOWAN GROUP WEALTH
MCGOWAN, SPENCER, DEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEMCGOWANGROUP.COM
Rdap Domain Creation Date
2000-07-11T20:00:07Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001633227
Edgar Registered
Yes
Edgar Filing Count
49
Edgar First Filing Date
2015-02-12
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
46
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001765380-26-000196

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
300 CRESCENT COURTSUITE 1776DALLAS, TX 75201
Business
300 CRESCENT COURTSUITE 1776DALLAS, TX 75201
Edgar EIN
270603296
Edgar Recent Filings
13F-HR2026-05-11 · 0001765380-26-000196
13F-HR2026-01-29 · 0001633227-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-11T20:00:07Z
Rdap Domain Last Changed
2025-06-11T08:21:40Z
Rdap Nameservers
Christian.ns.cloudflare.comLilith.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No