SourcingSourcing

VISION2020 WEALTH MANAGEMENT CORP.

C32
CRD 154149·SEC 801-71541·SCOTTSDALE, AZ
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VISION2020 WEALTH MANAGEMENT CORP.
CRD
154149
SEC file #
801-71541
EIN
000000000
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
'20'23
$5.63B → $21.12B▲ +275%
Client mix
—

Operations

Employees (total)
0
Advisory staff (per ADV)
0
Advisory staff (5-yr trend)
—
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Selection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OSAIC, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
OSAIC, INC.
PRICE, JAMES, DALE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001677044
Edgar Registered
Yes
Edgar Filing Count
36
Edgar First Filing Date
2016-10-07
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001677044-26-000005
Edgar Form D Count
2
Edgar Form D Offerings
2017-01-112017-01-11 · 0001677044-17-000002
2016-10-072016-10-07 · 0001677044-16-000004
Edgar Former Names
Advisor Group Holdings, Inc.
ADVISOR GROUP HOLDINGS, INC.

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Charles Schwab2
Full
E*trade4
Charles Schwab2
Edgar Addresses
Mailing
18700 HAYDEN RD.SUITE 255SCOTTSDALE, AZ 85225
Business
18700 HAYDEN RD.SUITE 255SCOTTSDALE, AZ 85225
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-15 · 0001677044-26-000005
SCHEDULE 13G/A2026-05-12 · 0001677044-26-000004
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
PRICE, JAMES, DALE
Executive Officer · 2.5%
1243224
SCHLUETER, MATTHEW, ADAM
Executive Officer · 2.5%
2627931
MIHAL, SHAWN, MICHAEL
Executive Officer · 2.5%
3262384
MITCHELL, CHRISTOPHER, MILLS
Executive Officer · 2.5%
2420144