SourcingSourcing

CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC

C50
CRD 154238·SEC 801-71684·THE WOODLANDS, TX
AUM
$600.2M
$500M-$1B
Est. Revenue
$6.0M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC
CRD
154238
SEC file #
801-71684
EIN
—
DBA names
Chj Wealth Management

Economics

AUM
$600.2M
AUM band
$500M-$1B
AUM trajectory
'20'26
$310.7M → $600.2M▲ +93%
Client mix
Individuals Other185
Individuals High Net Worth124

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
THE WOODLANDS TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
chjwealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARLTON, JAMES, CLARK
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
8
Control Persons
CARLTON, JAMES, CLARK
Bredl, Erich, E.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CHJWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2010-05-29T22:06:59Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-05-29T22:06:59Z
Rdap Domain Last Changed
2021-05-29T22:25:24Z
Rdap Nameservers
Ns83.worldnic.comNs84.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1376707
Trust Company Affiliate
No

People (8)

8
CARLTON, JAMES, CLARK
IAR · Direct Owner · 37.5%
1376707
Bredl, Erich, E.
Direct Owner · 17.5%
7410130
Tubbs, Patricia
Direct Owner · 17.5%
7412692
Yates, Claire, C
Direct Owner · 7.5%
7911828
JOHN EDWARD SINITIERE
Executive Officer · 2.5%
5444968
HUNTER A. HERNANDEZ
IAR
5390745
Michael West Smith
IAR
8136004
MATTHEW L CLARK
IAR
6412146