SourcingSourcing

CONWAY INVESTMENT RESEARCH, LLC

C9
CRD 154659·SEC 801-110312·SAINT LOUIS, MO
AUM
$1.67B
$1B+
Est. Revenue
$16.7M
@ 1% on AUM
Est. EBITDA
$5.0M
@ 30% margin
Est. Deal Value
$40.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONWAY INVESTMENT RESEARCH, LLC
CRD
154659
SEC file #
801-110312
EIN
262123739
DBA names
Conway Investment Solutions

Economics

AUM
$1.67B
AUM band
$1B+
AUM trajectory
'20'26
$521.1M → $1.67B▲ +220%
Client mix
Pooled Investment Vehicles11

Operations

Employees (total)
20
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
7 advisors → 11 advisors▲ +57%
Primary office
SAINT LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
conwayis.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICHARD D. BAUR REVOCABLE TRUST
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
RICHARD D. BAUR REVOCABLE TRUST
THOMAS S. MARGULIS FAMILY TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONWAYIS.COM
Rdap Domain Creation Date
2024-03-04T22:26:35Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001549878
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2012-05-15
Edgar Last Filing Date
2012-05-15
Edgar Form D Count
1
Edgar Form D Offerings
2012-05-152012-05-15 · 0001549878-12-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan10
U.s. Bank8
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
165 N. MERAMECSUITE 210ST. LOUIS, MO 63105
Business
165 N. MERAMECSUITE 210ST. LOUIS, MO 63105
Edgar EIN
262123739
Edgar Recent Filings
D2012-05-15 · 0001549878-12-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-04T22:26:35Z
Rdap Domain Last Changed
2024-03-04T22:26:36Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (6)

6
RICHARD DOUGLASS BAUR
Executive Officer · 2.5%
2821749
ROGER LEO BROWN
Executive Officer · 2.5%
6583167
THOMAS STEVEN MARGULIS
Executive Officer · 2.5%
3150266
JEREMY EVAN BELL
Executive Officer · 2.5%
2941943
Warren Chandler Crawford Holmes
Executive Officer · 2.5%
6724038
MICHAEL GEORGE MILEUSNIC
Executive Officer · 2.5%
6320285