SourcingSourcing

SB ADVISORY, LLC

B56
CRD 154680·SEC 801-77380·ATLANTA, GA
AUM
$404.8M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SB ADVISORY, LLC
CRD
154680
SEC file #
801-77380
EIN
—
DBA names
—

Economics

AUM
$404.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$600.7M → $404.8M▼ -33%
Client mix
Individuals Other1,494
Individuals High Net Worth80

Operations

Employees (total)
29
Advisory staff (per ADV)
29
Advisory staff (5-yr trend)
'20'26
58 advisors → 29 advisors▼ -50%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
pnwadvisory.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
IFS GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
IFS GROUP, INC.
MCKENZIE, ALEXYS, ULANDO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PNWADVISORY.COM
Rdap Domain Creation Date
2019-10-14T15:09:05Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
22,868
Form 5500 Compensation Trajectory 3y
202622,868
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
22,868
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
28
Bc Firm Active IA Count
34
Bc Firm IAR Count
34
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-14T15:09:05Z
Rdap Domain Last Changed
2026-03-28T13:03:44Z
Rdap Nameservers
Kristina.ns.cloudflare.comPhil.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (35)

35
MCKENZIE, ALEXYS, ULANDO
IAR · Executive Officer · 2.5%
2642827
PETER BOTERO
Executive Officer · 2.5%
2809436
Jeffrey Mark Bowman
IAR
1621804
Bruce Alfred Bouta
IAR
801450
JONATHAN EDWARD GRABE
IAR
1321797
Robert Michael Bulloch
IAR
2541075
TAYLOR Elizabeth BAUERBAND
IAR
7069406
Matthew Robert Clapp
IAR
4941909
DENNIS CHUNG KUO KU
IAR
4617869
DOUGLAS EVAN GREENBERG
IAR
2298830
JAMES L WORKMAN
IAR
4384208
ROBERT LINHART HUGHES
IAR
1403806
JOHN JAMES FORSTER
IAR
1303832
Frank E Lumpuy
IAR
2108307
STEVEN GREGORY PRICE
IAR
6494690
SHAWN CONAN SPELLACY
IAR
2275119
Matthew Thomas Bumstead
IAR
4841832
WILLIAM SCARR SHEFTE
IAR
4350635
ALAN LEE FEINBERG
IAR
6109781
Kimson Huu Cao
IAR
4357783
MAURICE LAWRENCE NAYLON
IAR
831841
CHELSEY LYNN KOSTER
IAR
7154582
CHARLES ALLEN BIRBARA
IAR
2669854
Hyacinth Renee Sikes
IAR
6032995
Rowoldt, John
IAR
2616896
Alec Riss
IAR
6921797
christopher michael roumayeh
IAR
4510051
STEPHEN ALAN COLAVITO
IAR
2418662
steven aibel
IAR
2692818
WILLIAM JOHN VLAHOULIS
IAR
1039742
Michael David Mohlman
IAR
3132492
WALTER MACREE HESTER
IAR
2745174
SCOTT RYAN BABBITT
IAR
4057681
JOHN CADENA
IAR
712192
JEFFREY RODRIGUEZ-APONTE
IAR
4638012