SourcingSourcing

SOLTIS INVESTMENT ADVISORS, LLC

C27
CRD 154690·SEC 801-71833·ST. GEORGE, UT
AUM
$12.04B
$1B+
Est. Revenue
$120.4M
@ 1% on AUM
Est. EBITDA
$36.1M
@ 30% margin
Est. Deal Value
$288.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SOLTIS INVESTMENT ADVISORS, LLC
CRD
154690
SEC file #
801-71833
EIN
273188744
DBA names
—

Economics

AUM
$12.04B
AUM band
$1B+
AUM trajectory
'20'26
$1.18B → $12.04B▲ +923%
Client mix
Individuals High Net Worth3,207
Individuals Other1,906
Pension Profit Sharing Plans243
Corporations38
Charitable Organizations20

Operations

Employees (total)
121
Advisory staff (per ADV)
63
Advisory staff (5-yr trend)
'20'26
17 advisors → 63 advisors▲ +271%
Primary office
ST. GEORGE UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
soltisadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRISTLECONE BUYER, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
13
Control Persons
BRISTLECONE BUYER, LLC
BARRUS, CASEY, JAMES T
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SOLTISADVISORS.COM
Rdap Domain Creation Date
2002-11-05T16:01:53Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
46
Form 5500 Total Compensation
3,278,085
Form 5500 Compensation Trajectory 3y
20253,230,833
202647,252
Form 5500 Plan Count Trajectory 3y
202544
20262
Schedule C Total Compensation
3,278,085
Schedule C Service Provider Rows
46

SEC EDGAR

Edgar Cik
0001802530
Edgar Registered
Yes
Edgar Filing Count
31
Edgar First Filing Date
2020-02-12
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
29
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0001802530-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
20 NORTH MAIN STREET, SUITE 400ST. GEORGE, UT 84770
Business
20 NORTH MAIN STREET, SUITE 400ST. GEORGE, UT 84770
Edgar EIN
273188744
Edgar Recent Filings
13F-HR2026-04-27 · 0001802530-26-000003
13F-HR/A2026-04-02 · 0001802530-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-05T16:01:53Z
Rdap Domain Last Changed
2025-06-12T16:43:44Z
Rdap Nameservers
Matias.ns.cloudflare.comRaegan.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (58)

58
TAYLOR, CLARK, VALANTINE
IAR · Executive Officer · 2.5%
4261299
FINLINSON, TYLER, JON
IAR · Executive Officer · 2.5%
4502449
MOORE, BRENT, DAVID
IAR · Executive Officer · 2.5%
5929200
ANDERSON, HAL, GARY
IAR · Executive Officer · 2.5%
2432623
BARRUS, CASEY, JAMES T
Executive Officer · 2.5%
8063475
GROSSFIELD, KENNETH, IAN
Executive Officer · 2.5%
3106582
CHOLERTON, CLIVE, PATRICK
Executive Officer · 2.5%
2870774
HOLLIN, MITCHELL, LOUIS
Executive Officer · 2.5%
1322948
KURTTILA, DANA, ALAN
Executive Officer · 2.5%
4570429
MORIUCHI, TAKASHI, BAYARD
Executive Officer · 2.5%
2813291
RYDER, SAMUEL, HUNTER
Executive Officer · 2.5%
6315590
SIMON, NEAL, JERRY
Executive Officer · 2.5%
1692810
Leah Cogguillo
IAR
8025545
Ammon Lee Christensen
IAR
7187944
Logan Richter Holbrook
IAR
7812631
KAREN LYNN KITTRELL
IAR
2100342
JASON SCOTT RASMUSSEN
IAR
2273216
GLENN WILLIAM KOEHL
IAR
2102138
SPENCER MARK HUMPHREY
IAR
4997701
Travis Russell Johnstone
IAR
8246576
THOMAS JAMES ADAMS
IAR
6244337
Blake Matthew Williamson
IAR
8070125
James Amos Camp
IAR
8090615
Christopher Walker Dulgarian
IAR
7788660
CHRISTIE NICHOLE BEHUNIN
IAR
5396096
Jacob Gregory Wagner
IAR
7035803
Bernard James Braudis
IAR
1739556
TIMOTHY MATTHEW BRANN
IAR
3121105
Maizy May Hall
IAR
8009300
LON EDGAR HENDERSON
IAR
1075600
Tyler Alec Jackson
IAR
7236612
ROBERT BRUCE MERRELL
IAR
6016044
Austin Wilcox
IAR
7686641
KIM DEAN ANDERSON
IAR
1885428
Joshua James Hamblin
IAR
7752111
Coltin Edward Davis
IAR
7444771
TYLER KAY WILKINSON
IAR
2768116
Samuel Barth Gardiner
IAR
8043650
Tyler H HEADLEE
IAR
6833633
Wade Riley Holmstead
IAR
7996008
JAMES GRANT SHUMWAY
IAR
1200901
Jacob Michael Taggart
IAR
8212905
WILLIAM W WALLACE
IAR
1706248
JAY LAMARR WELLS
IAR
5602205
Tyson Ron Gillies
IAR
7068017
RYAN Philip MURRAY
IAR
8061834
SHAWN S WOODS
IAR
6205326
Kyle D Neuenschwander
IAR
8060986
Alexander Lee Shaw
IAR
7201752
Jacob Brent Butterfield
IAR
8223673
Marcus Chase Littlewood
IAR
7892290
Caden Tyler Keate
IAR
7981326
Hunter Gregory Johnson
IAR
7481295
Mardie Lynn Dotseth
IAR
6996775
JEDD MORGAN WILSON
IAR
2448366
Mason Daniel Ekker
IAR
7999165
NATHANIEL ROBERT BARTON
IAR
6602359
Emma Harrison Egan
IAR
7730920