SourcingSourcing

SILICON VALLEY RETIREMENT SERVICES, LLC

C40
CRD 154756·SEC 801-71756·SAN JOSE, CA
AUM
$1.40B
$1B+
Est. Revenue
$14.0M
@ 1% on AUM
Est. EBITDA
$4.2M
@ 30% margin
Est. Deal Value
$33.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SILICON VALLEY RETIREMENT SERVICES, LLC
CRD
154756
SEC file #
801-71756
EIN
—
DBA names
—

Economics

AUM
$1.40B
AUM band
$1B+
AUM trajectory
'20'26
$582.4M → $1.40B▲ +141%
Client mix
Individuals Other50

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SAN JOSE CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
svretirementservices.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COLE, TIMOTHY, ALLEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COLE, TIMOTHY, ALLEN
KESWICK, SCOTT, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SVRETIREMENTSERVICES.COM
Rdap Domain Creation Date
2010-02-09T19:19:10Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
13
Form 5500 Total Compensation
463,408
Form 5500 Compensation Trajectory 3y
2025463,408
Form 5500 Plan Count Trajectory 3y
202513
Schedule C Total Compensation
463,408
Schedule C Service Provider Rows
13

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4375
Soi Zip Pct 200k Plus
0.2224
Soi Zip Returns 200k Plus
3,360
Soi Zip Total AGI
2,181,739
Fdic Zip Total Deposits
13,579,049,000
Fdic Zip Branch Count
172
Fdic Zip Top Banks
East West Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
OMNI Bank, National AssociationSan Jose, CA
Silicon Valley BankSan Jose, CA
Fdic Zip HHI
1509.99
Fdic Zip Top Bank Share Pct
32.2
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-24T03:59:59Z
Rdap Domain Last Changed
2026-05-20T21:38:57Z
Rdap Nameservers
Udns1.cscdns.netUdns2.cscdns.uk
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI31,488
Returns2,610
Stub 2
AGI83,140
Returns2,200
Stub 3
AGI130,125
Returns2,100
Soi Zip Total Business Income
29,863
Soi Zip Total Cap Gains
68,894
Soi Zip Total Dividends
26,250
Soi Zip Total Returns
15,110
Top Owner CRD
2572823
Trust Company Affiliate
No

People (2)

2
KESWICK, SCOTT, ANTHONY
IAR · Direct Owner · 62.5%
5085738
COLE, TIMOTHY, ALLEN
IAR · Direct Owner · 62.5%
2572823