SourcingSourcing

KOOB WEALTH MANAGEMENT, LLC

B62
CRD 154830·SEC 801-130516·WHITE BEAR TOWNSHIP, MN
AUM
$171.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$515K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KOOB WEALTH MANAGEMENT, LLC
CRD
154830
SEC file #
801-130516
EIN
—
DBA names
—

Economics

AUM
$171.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$150.3M → $171.8M▲ +14%
Client mix
Individuals High Net Worth71
Individuals Other62

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
WHITE BEAR TOWNSHIP MN
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
koobwealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOOB, LESLEE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KOOB, LESLEE
KOOB, MICHAEL, PETER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KOOBWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2010-11-02T17:06:45Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4012
Soi Zip Pct 200k Plus
0.1886
Soi Zip Returns 200k Plus
1880
Soi Zip Total AGI
2,021,243
Fdic Zip Total Deposits
5,340,902,000
Fdic Zip Branch Count
141
Fdic Zip Top Banks
Tradition Capital Bank
BankCherokee

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
TCF Bank Minnesota, fsbWhite Bear Lake, MN
TCF Bank Minnesota, fsbWhite Bear Lake, MN
Fdic Zip HHI
1700.52
Fdic Zip Top Bank Share Pct
29.61
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-02T17:06:45Z
Rdap Domain Last Changed
2025-11-03T12:24:18Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI20,799
Returns1,870
Stub 2
AGI61,982
Returns1,640
Stub 3
AGI91,486
Returns1,490
Soi Zip Total Business Income
37,459
Soi Zip Total Cap Gains
266,356
Soi Zip Total Dividends
129,439
Soi Zip Total Returns
9,970
Top Owner CRD
5836496
Trust Company Affiliate
No

People (2)

2
KOOB, MICHAEL, PETER
IAR · Direct Owner · 62.5%
2156408
KOOB, LESLEE
Direct Owner · 62.5%
5836496