LEGACY FINANCIAL GROUP, LLC

C22
CRD 154927·SEC 801-79803·DES MOINES, IA
AUM
$1.01B
$1B+
Est. Revenue
$10.1M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$24.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEGACY FINANCIAL GROUP, LLC
CRD
154927
SEC file #
801-79803
EIN
320012744
DBA names
Legacy Financial Group

Economics

AUM
$1.01B
AUM band
$1B+
AUM trajectory
'20'26
$376.9M → $1.01B▲ +167%
Client mix
Individuals Other1,136
Individuals High Net Worth314
Corporations2

Operations

Employees (total)
18
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
10 advisors → 11 advisors▲ +10%
Primary office
DES MOINES IA
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
03/25/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPECTRUM WEALTH ADVISORS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
SPECTRUM WEALTH ADVISORS, INC.
Arnburg, Scott, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WILLIAMELSON.COM
Rdap Domain Creation Date
2020-12-22T20:07:33Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001834011
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-01-28
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001765380-26-000140

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Lpl Financial3
Edgar Addresses
Mailing
6000 GRAND AVESUITE BDES MOINES, IA 50312
Business
6000 GRAND AVESUITE BDES MOINES, IA 50312
Edgar EIN
320012744
Edgar Recent Filings
13F-HR2026-05-04 · 0001765380-26-000140
13F-HR2026-02-05 · 0001834011-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-22T20:07:33Z
Rdap Domain Last Changed
2025-12-23T16:46:21Z
Rdap Nameservers
Ns19.domaincontrol.comNs20.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No