SourcingSourcing

LITTLEJOHN FINANCIAL SERVICES, INC

C44
CRD 155113·SEC 801-120952·ROSEBURG, OR
AUM
$171.3M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$514K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LITTLEJOHN FINANCIAL SERVICES, INC
CRD
155113
SEC file #
801-120952
EIN
273455191
DBA names
Littlejohn Financial Services Inc

Economics

AUM
$171.3M
AUM band
$100M-$500M
AUM trajectory
'22'26
$129.1M → $171.3M▲ +33%
Client mix
Individuals Other516
Individuals High Net Worth39
Charitable Organizations5

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
4 advisors → 4 advisors▬ 0%
Primary office
ROSEBURG OR
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
pinterest.com/littlejohnfinancial

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LITTLEJOHN, FRED, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LITTLEJOHN, FRED, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PINTEREST.COM
Rdap Domain Creation Date
2009-11-26T19:21:23Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002031637
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-01-30
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001951757-26-000709

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2286
Soi Zip Pct 200k Plus
0.0533
Soi Zip Returns 200k Plus
720
Soi Zip Total AGI
1,162,695
Fdic Zip Total Deposits
8,092,660,000
Fdic Zip Branch Count
92
Fdic Zip Top Banks
Umpqua Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
2000 WEST HARVARD AVENUESUITE 100ROSEBURG, OR 97471
Business
2000 WEST HARVARD AVENUESUITE 100ROSEBURG, OR 97471
Edgar EIN
273455191
Edgar Recent Filings
13F-HR2026-04-23 · 0001951757-26-000709
13F-HR2026-02-05 · 0001951757-26-000361
Fdic Zip Branches Raw
Umpqua BankRoseburg, OR
Umpqua BankRoseburg, OR
Fdic Zip HHI
3480.28
Fdic Zip Top Bank Share Pct
51.62
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-26T19:21:23Z
Rdap Domain Last Changed
2024-10-25T10:57:01Z
Rdap Nameservers
Ns10.pinterest.comNs5.pinterest.comNs6.pinterest.comNs9.pinterest.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update ProhibitedServer Delete Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI47,515
Returns3,700
Stub 2
AGI117,479
Returns3,190
Stub 3
AGI128,088
Returns2,070
Soi Zip Total Business Income
26,526
Soi Zip Total Cap Gains
56,759
Soi Zip Total Dividends
20,004
Soi Zip Total Returns
13,520
Top Owner CRD
4322183
Trust Company Affiliate
No

People (4)

4
LITTLEJOHN, FRED, DAVID
IAR · Direct Owner · 87.5%
4322183
WESLEY BEN HOLT
IAR
5761795
Matthew Micaiah Dickson
IAR
7379964
JUSTIN EDWARD BRUGGEMAN
IAR
6450779