SourcingSourcing

TALBOT FINANCIAL, LLC

C44
CRD 155162·SEC 801-71859·BELLEVUE, WA
AUM
$1.34B
$1B+
Est. Revenue
$13.4M
@ 1% on AUM
Est. EBITDA
$4.0M
@ 30% margin
Est. Deal Value
$32.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TALBOT FINANCIAL, LLC
CRD
155162
SEC file #
801-71859
EIN
273331259
DBA names
—

Economics

AUM
$1.34B
AUM band
$1B+
AUM trajectory
'20'26
$220.4M → $1.34B▲ +508%
Client mix
Individuals High Net Worth250
Individuals Other19

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
BELLEVUE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
talbotfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PIRAK, JAMES, DWYER
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
PIRAK, JAMES, DWYER
TALBOT, RANDALL, HOWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TALBOTFINANCIAL.COM
Rdap Domain Creation Date
1999-04-19T04:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001966180
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-16
Edgar Last Filing Date
2026-04-13
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-04-13
Accession0001966180-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
10500 NE 8TH STREETSUITE 1700BELLEVUE, WA 98004
Business
10500 NE 8TH STREETSUITE 1700BELLEVUE, WA 98004
Edgar EIN
273331259
Edgar Recent Filings
13F-HR2026-04-13 · 0001966180-26-000003
13F-HR2026-01-21 · 0001966180-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-19T04:00:00Z
Rdap Domain Last Changed
2026-02-18T07:54:24Z
Rdap Nameservers
Ns59.worldnic.comNs60.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2365347
Trust Company Affiliate
No

People (3)

3
PIRAK, JAMES, DWYER
IAR · Direct Owner · 37.5%
2365347
TALBOT, RANDALL, HOWARD
Direct Owner · 37.5%
5847246
SWOFFER, THOMAS, MICHAEL
IAR · Direct Owner · 17.5%
2088267