PRIVATE ADVISOR GROUP, LLC

CRD

155216

SEC file #

801-72060

EIN

273463733

DBA names

—

Economics

AUM

$44.33B

AUM band

$1B+

AUM trajectory

'20 · $19.40B

'21 · $21.72B

'22 · $30.09B

'23 · $29.37B

'25 · $41.37B

'26 · $44.33B

'20'26

$19.40B → $44.33B▲ +129%

sec adv history

Client mix

Individuals Other	117,657
Individuals High Net Worth	22,083
Pension Profit Sharing Plans	1,195
Corporations	657
Charitable Organizations	554

Operations

Employees (total)

674

Advisory staff (per ADV)

670

Advisory staff (5-yr trend)

'20 · 677 advisors

'21 · 633 advisors

'22 · 649 advisors

'23 · 649 advisors

'25 · 742 advisors

'26 · 670 advisors

'20'26

677 advisors → 670 advisors▼ -1%

sec adv history

Primary office

MORRISTOWN NJ

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

04/28/2026

facebook.com/privateadvisorgroup(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PAG HOLDINGS, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PAG HOLDINGS, LLC

HOOKS, JAMES, ALAN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:private.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

2,652,782

Form 5500 Compensation Trajectory 3y

2025

2,652,782

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

2,652,782

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001567755

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2014-02-13

Edgar Last Filing Date

2026-04-27

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-27

Accession0001567755-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
Lpl Financial	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

305 MADISON AVENUEMORRISTOWN, NJ 07960

Business

305 MADISON AVENUEMORRISTOWN, NJ 07960

Edgar EIN

273463733

Edgar Recent Filings

13F-HR2026-04-27 · 0001567755-26-000002

13F-HR2026-02-17 · 0001567755-26-000001

Fee Schedule

Bracket Ix	48
Bracket I	40
Bracket Xi	7
Bracket Iii	2
Bracket Vi	2

Firm Has Custody

Mailing Office Differs

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (58)

SMITH, FRANKLIN, R

5058795

HOOKS, JAMES, ALAN

1601278

HYLAND, JOHN, PATRIC

2098253

MOORE, ROBERT, JOSEPH

2445455

PERHACS, JAMES, J

4285685

SCHORR, ADAM, J

5251324

SULLIVAN, JAMES, DANIEL

2550473

SULLIVAN, PATRICK, JAMES

2401130

SULLIVAN, SEAN, PAUL

JENNIFER EVA DONNELLY

Brian Michael McGovern

Peyton Hope Boling Reddick

7238670

THOMAS WILLIAM ROBERTS

SAMANTHA VINCENT SIZEMORE

PETER FRANCIS BRUCATO

4702962

John Patrick Hamilton

Christopher Scott Kent

7119811

ANNE THERESA SULLIVAN

6095622

DENNIS EDWARD SYNESAEL

DANIEL MATTHEW POLIZZANO

RICHARD DAVID FONTANA

ERIC FRANKLIN NESHEIM

Jason Michael McCarthy