SourcingSourcing

INTEGRATED WEALTH STRATEGIES, LLC

B55
CRD 155254·SEC 801-116732·AUSTIN, TX
AUM
$151.7M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$455K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INTEGRATED WEALTH STRATEGIES, LLC
CRD
155254
SEC file #
801-116732
EIN
—
DBA names
—

Economics

AUM
$151.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$143.3M → $151.7M▲ +6%
Client mix
Individuals Other203
Individuals High Net Worth45
Pension Profit Sharing Plans2
Charitable Organizations2

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
5 advisors → 3 advisors▼ -40%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CASWELL, DANIEL, CLAYTON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CASWELL, DANIEL, CLAYTON
CASWELL, AUSTIN, T
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
YELP.COM
Rdap Domain Creation Date
2003-12-12T21:24:56Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-12T21:24:56Z
Rdap Domain Last Changed
2025-11-10T09:27:19Z
Rdap Nameservers
Dns1.p06.nsone.netDns2.p06.nsone.netDns3.p06.nsone.netDns4.p06.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4541666
Trust Company Affiliate
No

People (2)

2
CASWELL, DANIEL, CLAYTON
IAR · Direct Owner · 62.5%
4541666
CASWELL, AUSTIN, T
IAR · Executive Officer · 2.5%
5806108