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CAPITAL WEALTH ADVISORS, LTD.

A68
CRD 155263·SEC 801-79379·WEST BEND, WI
AUM
$126.1M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$378K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL WEALTH ADVISORS, LTD.
CRD
155263
SEC file #
801-79379
EIN
—
DBA names
—

Economics

AUM
$126.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$108.7M → $126.1M▲ +16%
Client mix
Individuals Other147
Individuals High Net Worth38

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
WEST BEND WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAKE, DAVID, SCOTT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
LAKE, DAVID, SCOTT
LAKE, JILL, S
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1638504
Trust Company Affiliate
No

People (3)

3
LAKE, DAVID, SCOTT
IAR · Direct Owner · 62.5%
1638504
LAKE, JILL, S
Direct Owner · 62.5%
5852808
ROSENOW, DAVID, LEO
Executive Officer · 2.5%
1561780