SourcingSourcing

THE BOLLARD GROUP LLC

C38
CRD 155317·SEC 801-72749·BOSTON, MA
AUM
$6.72B
$1B+
Est. Revenue
$67.2M
@ 1% on AUM
Est. EBITDA
$20.2M
@ 30% margin
Est. Deal Value
$161.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE BOLLARD GROUP LLC
CRD
155317
SEC file #
801-72749
EIN
—
DBA names
—

Economics

AUM
$6.72B
AUM band
$1B+
AUM trajectory
'20'26
$4.94B → $6.72B▲ +36%
Client mix
Individuals High Net Worth14
Pooled Investment Vehicles10

Operations

Employees (total)
29
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
11 advisors → 12 advisors▲ +9%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMHourly chargesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
bollard.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PARAFESTAS, ANASTASIOS, NMN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
PARAFESTAS, ANASTASIOS, NMN
CALABRESE, SILVESTRO, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BOLLARD.COM
Rdap Domain Creation Date
1996-05-29T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
81
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001556198
Edgar Registered
Yes
Edgar Filing Count
210
Edgar First Filing Date
2012-09-18
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0000929638-26-001857

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Fidelity20
Morgan Stanley17
Charles Schwab6
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
C/O THE BOLLARD GROUP LLCONE JOY STREETBOSTON, MA 02108
Edgar Recent Filings
13F-HR2026-05-14 · 0000929638-26-001857
13F-HR2026-02-13 · 0000929638-26-000616
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-28T04:00:00Z
Rdap Domain Last Changed
2025-03-04T15:32:47Z
Rdap Nameservers
Ns95.worldnic.comNs96.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5879630
Trust Company Affiliate
No

People (4)

4
PARAFESTAS, ANASTASIOS, NMN
Direct Owner · 87.5%
5879630
QIU, JEAN, NMN
IAR · Direct Owner · 17.5%
6969283
CALABRESE, SILVESTRO, JOHN
Direct Owner · 17.5%
5955216
HIBBARD, GEORGE, ELLIOT
Executive Officer · 2.5%
4726702