SourcingSourcing

OCTAGON CREDIT INVESTORS, LLC

C22
CRD 155336·SEC 801-71998·NEW YORK, NY
AUM
$35.05B
$1B+
Est. Revenue
$350.5M
@ 1% on AUM
Est. EBITDA
$105.2M
@ 30% margin
Est. Deal Value
$841.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCTAGON CREDIT INVESTORS, LLC
CRD
155336
SEC file #
801-71998
EIN
274633595
DBA names
—

Economics

AUM
$35.05B
AUM band
$1B+
AUM trajectory
'20'26
$22.22B → $35.05B▲ +58%
Client mix
Pooled Investment Vehicles81
Insurance Companies45
Investment Companies2

Operations

Employees (total)
100
Advisory staff (per ADV)
43
Advisory staff (5-yr trend)
'20'26
29 advisors → 43 advisors▲ +48%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
octagoncredit.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONNING & COMPANY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
16
Control Persons
CONNING & COMPANY
Adar, Amy, Semiha
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OCTAGONCREDIT.COM
Rdap Domain Creation Date
2004-03-16T14:53:10Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001513944
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2011-02-25
Edgar Last Filing Date
2025-10-10
Edgar Form D Count
16
Edgar Form D Offerings
2025-10-102025-10-10 · 0001513944-25-000003
2024-10-102024-10-10 · 0001513944-24-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank220
State Street17
E*trade4
Northern Trust2
Bny Mellon2
Edgar Addresses
Mailing
OCTAGON CREDIT INVESTORS, LLC250 PARK AVENUE, 15TH FLOORNEW YORK, NY 10177
Business
OCTAGON CREDIT INVESTORS, LLC250 PARK AVENUE, 15TH FLOORNEW YORK, NY 10177
Edgar EIN
274633595
Edgar Recent Filings
D/A2025-10-10 · 0001513944-25-000003
D/A2024-10-10 · 0001513944-24-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-16T13:53:10Z
Rdap Domain Last Changed
2026-01-15T07:48:09Z
Rdap Nameservers
Ns83.worldnic.comNs84.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (15)

15
Adar, Amy, Semiha
Executive Officer · 2.5%
7677016
Boger, Maegan, Gallagher
Executive Officer · 2.5%
7238146
BRADFORD, LINWOOD EARLE JR
Executive Officer · 2.5%
4179446
DORMENT, GEOFFREY, CUNNIFF
Executive Officer · 2.5%
5729924
GLEASON, SEAN, MICHAEL
Executive Officer · 2.5%
5685187
GORDON, ANDREW, DAVID
Executive Officer · 2.5%
2351269
HARTZBAND, MERYL, DEBORAH
Executive Officer · 2.5%
5888699
LAW, LAUREN, KRISTEN
Executive Officer · 2.5%
6931449
LEE, JUNG WON
Executive Officer · 2.5%
2791334
MCDERMOTT, DOUGLAS, JOHN
Executive Officer · 2.5%
4566187
MOHR, GRETCHEN, MAE
Executive Officer · 2.5%
5852294
NECHAMKIN, MICHAEL, BENNETT
Executive Officer · 2.5%
2112762
SEGA, RICHARD, LOUIS
Executive Officer · 2.5%
2241037
SULLIVAN, SEAN, PATRICK
Executive Officer · 2.5%
4840531
ZABALA, CHERYL, LYNN
Executive Officer · 2.5%
6123999